The
new liberal imperialism
Robert Cooper
April 07 2002
Martin Shaw
The Problem of the Quasi-Imperial State:
Uses and Abuses of Anti-Imperialism in the Global Era
draft: please do not cite without permission
Paper given to the conference, The global constitution of 'failed states': the consequences of a new imperialism? University of Sussex 18th-20th April 2001
It is fashionable in some circles, among which we must clearly include the organizers of this conference, to argue that the global era is seeing 'a new imperialism' - that can be blamed for the problem of 'failed states' (probably among many others). Different contributors to this strand of thought name this imperialism in different ways, but novelty is clearly a critical issue. The logic of using the term imperialism is actually to establish continuity between contemporary forms of Western world power and older forms first so named by Marxist and other theorists a century ago. The last thing that critics of a new imperialism wish to allow is that Western power has changed sufficiently to invalidate the very application of this critical concept. Nor have many considered the possibility that if the concept of imperialism has a relevance today, it applies to certain aggressive, authoritarian regimes of the non-Western world rather than to the contemporary West.
In this paper I fully accept that there is a concentration of much world power - economic, cultural, political and military - in the hands of Western elites. In my recent book, Theory of the Global State, I discuss the development of a 'global-Western state conglomerate' (Shaw 2000). I argue that 'global' ideas and institutions, whose significance characterizes the new political era that has opened with the end of the Cold War, depend largely - but not solely - on Western power. I hold no brief and intend no apology for official Western ideas and behaviour. And yet I propose that the idea of a new imperialism is a profoundly misleading, indeed ideological concept that obscures the realities of power and especially of empire in the twenty-first century. This notion is an obstacle to understanding the significance, extent and limits of contemporary Western power. It simultaneously serves to obscure many real causes of oppression, suffering and struggle for transformation against the quasi-imperial power of many regional states.
In order to explore the intellectual and political problem that 'a new imperialism' poses it is necessary to do several things. Obviously, we must explore the old imperialism, but before we can do that we must look at the roots of the concept in the idea of empire itself. Indeed, my argument is that the coherence of the concept of 'imperialism' lay partly in its connection with the idea of empire. In analysing imperialism, classic Marxist writers (see Table 1) linked the new economic relations of late nineteenth-century world capitalism to the phenomenon of political empire. Late twentieth-century anti-imperialists have struggled with the problem that modern Western power has almost entirely abandoned formal empire. Hence the idea of neo-imperialism, rooted in economic exploitation buttressed only by indirect political dominance, has already a history of half a century. The problem that these critics have faced is that their chosen concept has become more and more abstracted from the real politics of empire.
I argue that in the global era, this separation has finally become critical. This is for two related reasons. On the one hand, Western power has moved into new territory, largely uncharted -- and I argue unchartable -- with the critical tools of anti-imperialism. On the other hand, the politics of empire remain all too real, in classic forms that recall both modern imperialism and earlier empires, in many non-Western states, and they are revived in many political struggles today. Thus the concept of a 'new imperialism' fails to deal with both key post-imperial features of Western power and the quasi-imperial character of many non-Western states. The concept overstates Western power and understates the dangers posed by other, more authoritarian and imperial centres of power. Politically it identifies the West as the principal enemy of the world's people, when for many of them there are far more real and dangerous enemies closer to home. I shall return to these political issues at the end of this paper.
Imperialism and empire
The classic modern writings on imperialism took for granted the concept and the reality of empire, in a formal political sense. At the turn of the twentieth century, unlike the turn of our new century, the whole world was largely divided into the huge imperial spheres dominated mainly by European states. The division of Africa and the subordination of China had completed European dominance -- offset only by the rise of Japan (and of course the United States, although that was in a real sense an extension of European power). The first European world empires, those of Spain and Portugal, had been emasculated by independence struggles in South America. No one doubted, however, the power of the strongest European empires, those of Great Britain and France -- nor that this was an 'inter-imperial world order' as Murphy (1994) has more recently called it. It was to take huge slaughter, in two inter-imperial world wars, to smash this system of power. At the turn of the twentieth century, not even the fiercest critics of imperialism could imagine either the monstrosity of the killing episodes that were to come, nor the actual ways in which they would lead to the transcendence of this world order.
Precisely because empire was so fundamental a part of the realities of power, the critics of imperialism took it largely for granted. They did not underestimate the significance of European military and political control of non-European regions: this was the starting point of all theories of imperialism. Nor did they doubt the importance of military relations between imperial centres. For V.I. Lenin (1973), the importance of imperialism was that it explained why the European powers had descended into a 'war of re-division' in Europe itself. Rosa Luxemburg and Leon Trotsky shared similar perspectives, while other Marxist accounts emphasized the state level of imperialism. Thus for Nikolai Bukharin (1972) imperialism had developed to a new stage where military rivalry between states had taken over from economic competition. For him, imperialist states were 'pirate' states, characterized by brutal, all-out struggles for domination, in which national economies were mobilized for war in a form of state capitalism.
These radical Marxists who came to dominate thinking about imperialism were in no doubt that it marked a new stage of degeneracy in European capitalism and the state-system. In particular, they all believed that democracy was doomed within Western capitalism. For Lenin, this was the decisive reason why the capitalist state had become bureaucratized, repressive and unreformable. For Luxemburg, it formed the context of the choice between 'socialism and barbarism'. For Trotsky, it came to explain the growth of fascism. Clearly these were perspectives which had much cogency in the age of violent counter-revolution and war in the heartlands of European civilization.
However since the Second World War, classic theories of imperialism have lost much of their purchase. In particular, it is clear that the central thesis of declining democracy has lost its validity. In the heartlands of Western capitalism, state power underwent a triple transformation:
Table 1 Classic Marxist theories of imperialism
|
|
economic process/ structure |
state/empire |
military process |
internal political consequences |
political solutions |
specific criticisms |
general criticisms |
|
Karl Marx |
capitalist penetration of non-capitalist economies (generally positive) |
European empires |
colonial wars |
compatible with increasing democracy/workers' organiza-tion |
proletarian revolution but where poss., use parliamen-tary democracy |
under-estimated negative effects of capitalist penetration / C20 militari-zation not foreseen |
|
|
VI Lenin |
export of capital, finance capital |
colonial division of world |
'wars of redivision' in heartlands |
bureaucra-tization of the state, decline of democracy |
proletarian revolution |
hinged imperial-ism on partial economic features |
under-estimated resilience of bourgeois democracy in imper-ialist heartlands; rejected possibility of 'ultra-imperial-ism' and so don't offer useful guide to post-WWII situation |
|
Rosa Luxemburg |
non-capitalist economies, militarism as spheres of accumu-lation |
colonial empires |
inter-imperialist wars |
decline of democracy |
proletarian revolution, safeguard socialist democracy |
|
|
|
Leon Trotsky |
uneven and combined develop-ment |
colonial empires |
inter-imperialist wars |
fascism |
permanent revolution |
|
|
|
Nikolai Bukharin |
fusion of economic & military com-petition; national state-capitalisms |
'pirate imperialist states' |
inter-imperialist wars |
dictator-ships |
militarized revolution - war of socialism vs. capitalism |
extreme generaliza-tion of militarist features |
|
|
Karl Kautsky |
rivalry of European empires |
'ultra-imperial-ism'? |
possibility of peaceful develop-ment of higher state of capitalism |
develop-ment of democracy? |
reform |
presented war and ultra-imp-erialism as alternatives /didn't see that one could lead to other |
|
None of these changes were the results of a simple, benign or automatic development. On the contrary, they were the outcomes of war and revolution that in turn came out of the contradictions of the inter-imperial system. They were produced by three interrelated processes:
Post-1945 developments were outside the framework of traditional anti-imperialist thought. They were, however, anticipated by one of the classic Marxist writers, Karl Kautsky. He argued before the First World War that there were two possible outcomes to the coming clash of imperialisms. Either there would be a continuing cycle of war, which would have the negative consequences for democracy that other Marxists foresaw. Or the war would lead to the victory of a single 'ultra-imperialism', which would suppress the violent contradictions between Western capitalist states. Ultra-imperialism would lead to a new phase of democratic, internationalist consolidation and give capitalism, for the time being, a new moral superiority. (See the excellent summary of Kautsky's writings in Salvatori, 1979.)
Kautsky's ideas appear prophetic from today's standpoint, although because he was a 'reformist' denigrated by Lenin and the dominant Communist tradition in Marxism, they have largely disappeared from the Marxist canon. Kautsky was wrong on timing and process: the First World War did not resolve the contradictions between European empires and did indeed lead to fascism and a new war, rather than the democratic ultra-imperialism that he foresaw. However, the Second World War did lead to many of the features of the ultra-imperialism that he outlined. The conclusion of the Cold War, with the victory of the Western bloc leading to 'unipolar' Western world dominance, has undoubtedly brought to the fore many of the issues he raised.
In particular, the new strength of a unified, post-imperial, democratised West has given particularly sharpness to his idea that 'ultra-imperialism' would restore the moral and political superiority of capitalism. New Left Review (1999) undoubtedly meant the title of their Kosovo issue, 'The imperialism of human rights', ironically. If, however, Western 'imperialism' was in some meaningful sense concerned with the defence of human rights (albeit among other things), then surely it could claim some kind of superiority over other kinds of rule? And what was the alternative in Kosovo? If Milosevic's Serbia offered only an 'imperialism of genocidal repression' to the people of the province, then surely Western power did represent a priori a superior form of power in this struggle? These rhetorical questions are intended to pose serious analytical points. If
In what follows, I discuss in detail both assumptions just proposed, namely the post-imperial character of Western state power and the quasi-imperial character of many non-Western states. But before I do this I want to deal with two further preliminaries: the necessary relation between statehood and empire, and the intrinsic difficulties of 'neo-colonial', 'civil society' concepts of empire.
It is a key part of my argument that a concept of imperialism that reduces the state dimension to economic exploitation is invalid. Empire is above all a concept of rule, even if the links of certain kinds of rule with given economic conditions may be important. Indeed we can say that there is an imperial dimension to all state power. The state is a uniquely centred form of power: part of the meaning of state is that power 'radiates from a centre', as Mann (1993: 55) puts it. The key question, of course, is the nature of the inequality of power between 'centre' and 'periphery' as well as within each of these. In pre-modern history, the stretching of rule over relatively long distances (and in terms of the means of communication and transportation, most distances were long by today's standards) inevitably meant the imposition of the centre's interests and values on divergent peripheral communities.
In modern times, it has become possible to construct much larger 'imagined communities' (in Benedict Anderson's famous phrase) with much faster and more two-way communication within national entities. Thus the modern rule of London over the English regions does not appear imperial; neither did London's authority in Scotland did have this cast - so long as English and Scots ruled a common world empire - although its power in Ireland did. Empire appears more as a relation between discrete national or ethnic groups, in which minority (or even majority) nationalities are subordinated by a state linked to the central nation. It has to be said, however, that from the standpoint of their minorities, virtually all modern states have had this imperial characteristic to a greater or lesser degree. Empire is, in this specific sense, a general characteristic of the modern state.
While a useful definition of empire must incorporate these general characteristics of statehood in general and modern statehood in particular, it should also go beyond them, to define the principal forms of imperial rule in a given historical period. This is what was done, more or less successfully, by some of the theories of the 'inter-imperial' order of the nineteenth and early twentieth-century West that are listed in Table 1. The dominance-in-rivalry of successive forms of European empire characterised the world system as a whole for several centuries. However, as we have seen, this period culminated in the Second World War transformation of the world system. We need a theory of 'empire' in the post-war, and now the post-Cold War, periods.
In the post-Second World War system, there were radical changes, as we have already indicated. Rivalries of national empires were replaced by those of world blocs. Traditional European colonial empires were both absorbed into a wider Western system of power, centred on the USA (whose domination was not based on formal empire), at the same time as national liberation movements and new national elites created post-colonial state forms. The post-imperial character of the Western bloc was real in important senses, as indicated in detail in Table 2, and it was linked to democratization and internationalization.
This is not to say that 'post-imperialism' did not entail important continuities with empire. Politically, these were evident in the continuing links of post-colonial states with former colonial powers; in the continuing imperial pretensions of Britain and France; and in the economic domination of post-colonial states by the West, a model of 'informal empire' already pioneered by the USA in Latin America. This latter element provided, of course, the
Table 2 Historic transcendence of empire in the post-1945 Western bloc
|
empire + early to mid-C20 extent |
WWII core state experience, result |
WWII empire experience, results |
post-'45 status, relationship to US |
post-'45 empire lost (wars) |
post-'45 political regime |
|
Britain : India and many other parts of Asia, Africa |
severe threat, eventual victory |
some regions occupied by Japan; restored 1945 |
nuclear power; NATO; general dependence |
1940s-1960s, minor wars (Malaya, Kenya, Cyprus etc.) |
parliamentary democracy maintained, consolidated |
|
France : many parts of Asia, Africa |
conquered by Nazi Germany, restored by US-UK 1944-45 |
most occupied by Axis powers; restored 1945 |
nuclear power; NATO (+/-); general dependence; continuing independent ambitions |
1950s-1960s major wars (Vietnam, Algeria) |
parliamentary democracy restored, consolidated |
|
Germany : pre-1914 parts of Africa; WWII most of Europe |
regional conquest > total defeat, occupation by USSR-US-UK-France |
original colonial empire lost WWI; WWII empire lost 1945 |
NATO; general dependence |
n/a |
parliamentary democracy restored, consolidated |
|
Japan : China, Korea conquered 1930s; much of Asia early 1940s |
regional conquest > total defeat, occupation by US |
empire lost |
general dependence; US alliance |
n/a |
parliamentary democracy imposed |
|
Italy : parts of Africa |
defeat by US-UK |
empire list |
NATO; general dependence |
n/a |
parliamentary democracy restored, consolidated |
|
Netherlands : East Indies, etc. |
conquered by Nazi Germany, restored by US-UK 1945 |
conquest by Japan; brief contested restoration 1945 |
NATO; general dependence |
1940s Indonesian independence struggle |
parliamentary democracy restored, consolidated |
|
Belgium : Congo, etc |
conquered by Nazi Germany, restored by US-UK 1945 |
maintained |
NATO; general dependence |
1960s |
parliamentary democracy restored, consolidated |
|
Portugal : parts of Africa, Asia (Brazilian empire lost C19) |
neutral |
maintained |
NATO; general dependence |
maintained |
authoritarian till1974; then parliamentary democracy restored, consolidated |
|
Spain : small parts of Africa (original American empire lost C19) |
neutral pro-Axis state |
maintained |
general dependence; NATO only from 1980s |
maintained |
authoritarian till1975; then parliamentary democracy restored, consolidated |
basis for critiques of 'a new imperialism', of 'dependency' and 'neo-colonialism', in the Cold War era. Ultimately it led to the argument that modern empire was not a form of rule as such but an 'empire of civil society' in Justin Rosenberg's apt but ultimately misleading metaphor (1994).
However, despite the partial validity of these accounts, reinforced by the military domination of the USA in some Third World countries during the Cold War, there were serious limitations to them. On the one hand, they suggested that nothing 'really' had changed in the nature of the Western state. On the other hand, they underestimated the changes in the non-Western world. There were three principal limitations:
Let us take the last point first. After 1945, formal Western empires were being reformed/liberated out of existence and the Western bloc was undergoing real internationalization/democratization. The Soviet bloc, however, was consolidated after 1945 as a quasi-imperial formation, with crude political and military domination of the peripheral or 'satellite' states by the centre. This characteristic of the Soviet bloc produced sharp internal contradictions, which made it the prime region of democratic national revolutions between the 1950s and the 1980s, and led to its unravelling through popular action in 1989-91. Ultimately the quasi-imperial character of the Soviet bloc was a major contributory factor to its failure in the Cold War, in contrast to the success of the Western bloc. The superiority of the Western state form, which despite inequalities of power was based on genuine broad support in both national elites and society, was clearly demonstrated.
One question that arises today is whether the major successor-state to the Soviet bloc, the Russian Federation, has escaped the quasi-imperial mode of rule in which its predecessor was mired. It is difficult for anyone who examines post-Soviet Russia to argue that this 'nation-state' is not, in important respects, a truncated version of the historic Soviet and indeed Russian empires. As Chechnya shows, Russian rule over peripheral regions remains highly contested and repressive.
However the same questions arise with the other major non-Western centres of 'national' state power that have been consolidated since 1945, not only China and other remaining Communist states, but also major non-Communist, often pro-Western 'nation-states' ranging from India and Pakistan to Indonesia and Turkey. Despite significant differences in their political regimes, and despite their different relations to the Cold War and the post-Cold War West, it is striking that in all cases there are highly unequal relations between centres and peripheries, mired in authoritarianism of different kinds. It is plausible to argue that contemporary non-Western state forms suffer from similar disadvantages, as forms of state power, compared to the West, from which the Soviet Union suffered.
Table 3 General comparison of Western state and quasi-imperial non-Western states
|
|
Western state |
quasi-imperial states |
|
Military internationalization |
relatively cohesive and enduring bloc of military power, centred on NATO and other alliances (notably US-Japan); has survived the end of the Cold War and is held together by the challenges to its common interests in the new world situation; has clearly gone beyond simple alliances |
survival, or even development, of the historic national monopoly of violence, and the pursuit of state interests including to the point of inter- and intra-state war |
|
Economic internationalization |
an increasingly complex institutionalized framework of pan-Western political-economic organizations through which the West manages its common interests in the world economy |
weak integration into Western-led world political-economic organizations |
|
Internationalization of law |
a framework of internationalized law and regulation through which national jurisdictions are harmonized and transnational mobility by corporations and individuals is made possible |
weak involvement in the internationalization of law and regulation |
|
Regional internationalization |
highly developed formal internationalization of pivotal European region; formal and substantive democratization increasingly reinforced; significant elements of internationalized citizenship are developing |
weak, superficial internationalization at best; persistence of major regional rivalries, including in military and even nuclear forms |
|
Relation to global institutions |
ambivalent (especially US), but increasingly utilising UN system to legitimise worldwide hegemony, and supporting extensions of international law, economic management, political and military intervention |
ambivalent, but tending to be suspicious of Western-led international innovations; utilising UN system negatively, to restrain West and inhibit international authority impinging on nation-state prerogatives |
|
Democratization and civil society |
formal democracy normalized within West, and increasingly deeply rooted, reinforced by internationalization; relatively strong civil society; democracy and human rights promoted outside West by both civil society and states |
authoritarian or semi-authoritarian regimes and weak democratization, in which formal electoral democracy (if it exists) often crudely manipulated by elites; political and social freedoms are weakly recognized and enforced; civil society weak but emerging |
|
Social inequality and welfare |
despite large socio-economic inequalities, some combination of state and private welfare systems which supports the majority of the population |
large socio-economic inequalities, with very inadequate or no social welfare systems, and coercion of both urban and rural society |
|
National and ethnic conflict |
increasingly multi-ethnic societies with relatively sophisticated management of national and ethnic conflicts; so that these are contained without the enormous disruptive potential which they have had in the past and continue to have outside the West |
multi-national societies in which the relations between states and peripheral, minority and indigenous groups are quasi-imperial – these groups have little protection; national or ethnic conflicts are often violent, ‘managed’ with fairly crude coercion |
|
Media and propensity to war |
expanded media spheres which sensitise publics to military violence and make the management of conflict problematic for state power; hence preference for limited air war |
only partially open media, in which the abilities of state elites to manage news and opinion and fight wars is greater than in the West, but not unlimited |
I have tried to summarise these differences in Table 3. What is particularly important to note is that the tendency in Western state entities is for quasi-imperial contradictions to be increasingly controlled in ways that prevent extensive violence. National/regional conflicts
have been largely contained, with only limited violence, e.g. in Canada (Quebec), Belgium (Flanders/Wallonia), UK (N. Ireland, Scotland, Wales), Spain (Basque country, Catalonia), Italy, etc. If anything, the tendencies are for state and paramilitary leaders to
seek political solutions, even if these are not always successful and criminalisation tends to reinforce low-level paramilitarism.
In contrast, in what I am calling quasi-imperial nation-states, conflicts between state power and secessionist/autonomist movements in the peripheries are much more likely to become violent. There are some cases, in relatively prosperous and relatively pro-Western states, where there have been serious and partially attempts to manage these contradictions in political ways: e.g. the peaceful splitting of Czechoslovakia, and the avoidance of all-out war in South Africa between the ANC, the apartheid regime and Inkatha. It is possible now that the peace process between the new Fox administration and the Zapatistas will avoid continuing violence in Mexico; even that the long-standing war between Turkey and the PKK has come to a conclusion and will lead to genuine reform. However it is clear that the problem of empire is deep-rooted in many quasi-imperial nation-states, and not only the largest, as Table 4 shows:
Furthermore, it can be argued that because of deep-rooted, imperial and authoritarian modes of power (both Communist and anti-Communist) democratic change in quasi-imperial nation-states throws up contradictions that are often managed by state violence. In these states, rulers do not see democracy as involving real recognition of minority rights, still less the possibility of secession. Likewise, traditions of political struggle are often not democratic, but highly militarised, and oppositional movements often (but not always) look to violent means of change.
From these assumptions, we can argue that new phases of conflict linked to democratisation may actually intensify the quasi-imperial character of rule. A prime case of this tendency is Yugoslavia, where the Communist Federation was a multinational state with intricate balancing of nationalities. The challenge of democratisation led Milosevic to reconstruct Communist rule by accentuating the 'central' Serb nationality and oppressing subordinate nationalities such as the Kosovar Albanians. The new 'apartheid' of 1990s Kosovo was the product of a more extreme imperial form of Serbian rule than previously existed. Similar tendencies may be identified in other cases, although as Table 4 emphasises, there are contradictory outcomes, as the forms of rule are the subject of acute political as well as military struggles.
Thus this paper has offered two crucial points for the theme of this conference:
However there is also a third issue:
Table 4 Late modern quasi-imperial 'nation-states', imperial roots and recent crises
|
modern state |
imperial history |
historic crises |
modern imperial history |
recent crises of empire |
central democratic movements |
quasi-imperial reaction |
outcomes |
|
Russian Federation |
Tsarism |
1917 revolution |
Stalinist Soviet Union and bloc: terror, genocides, famines of peasantry, nationalities, etc. |
Germany 1953, Hungary 1956, Czechoslo-vakia1968, Poland 1981-83, C Europe 1988-89, Baltics, Caucasus 1988-91 |
Gorbachev reforms 1985-91 |
Yelstin/ Putin regimes vs. Chechnya 1994-5, 1999- |
ex-USSR: oligarchic demo-cracies, numerous local wars; E-C Europe: pro-Western demo-cracies |
|
China |
Imperial dynasties; C19 Western penetration |
1912, 1949 revolutions |
Maoism: 'Great Leap Forward' terror famine, 'Cultural Revolution' |
Tibetan resistance 1951-, Muslim NW 1990s, Hong Kong? |
Tiananmen Square 1989 |
Deng/ military repression 1989- |
economic reform within authori-tarianism |
|
India |
Mogul empire; British Raj |
1947 indepen- dence war |
national parliamentary regime; Kashmir, etc. |
Kashmir, Nagastan, etc.; anti-dam movement |
? |
Kashmir wars, nuclear weapons |
entrenched elite democracy |
|
Pakistan |
ditto |
ditto |
repeated military dictator-ships |
Bangladesh Kashmir |
mass parties |
Kashmir wars, nuclear weapons |
fragile democracy > military rule |
|
Indonesia |
Javanese empire; Dutch colonial empire |
Japanese war; 1940s indepen- dence struggle |
Javanese domin- ation; pro-Western Suharto regime |
1965 massacres;E Timor 1975-99; Aceh, etc. 1998- |
1998 student revolt |
1998-: military and para-military repression |
highly unstable democratic reform |
|
Turkey |
Ottoman empire |
early C20 secular national movement |
Armenian genocide; pro-West military regime; repression of Kurds |
PKK war |
leftist movements |
military repression, anti-Kurdish wars |
limited democratic reform, incomplete pro-EU turn of elites |
|
Yugo-slavia |
part of Ottoman empire; early C20 monarchy |
late C19, early C20 Balkan wars; WW2 partisans/ nationalists |
Titoist multi-national state |
Slovenia, Croatia, Bosnia, Kosovo indepen-dence movements |
Serbian revolution 2000 |
Milosevic repression, genocidal wars 1989-1999 |
unstable com-promises of ethnic-national demo- cracies |
|
Ethiopia |
empire |
Italian conquest, restoration |
Selassie, Menghistu regimes |
Eritrean secession-ists |
early 1990s democratic movements |
new Eritrea war 1998- |
new authorita-rianism |
A striking feature of wars in the last quarter-century is that where they have had at least partially an interstate character, they are fought between quasi-imperial nation-states. In the cases where they are the results of relatively clear-cut aggression, this has been committed by one particular quasi-imperial centre. Thus China invaded Vietnam in 1979, Iraq invaded Iran in 1980 and Kuwait in 1990, and the Serbian-Yugoslav state committed aggression against Slovenia, Croatia and Bosnia in 1991-92. It is with good reason that many came to regard Iraq and Serbia as particularly dangerous regimes.
Although clearly these medium-sized states have lacked the world stages of the classic European empires, they have reproduced on regional levels the phenomena of aggressive militarism that emerged among the latter in the first half of the twentieth century. Halliday (1978) noted this type of development in his analysis of the Shah's Iran: he coined the term 'sub-imperialism' to designate an ambitious regional hegemon. Although the Shah's regime was a Western ally, it clearly had imperial ambitions of its own in the Middle East, and was widely feared in the region. (It was not only because of the fear of Islamic revolution, but also because of populous Iran's potential for regional dominance, that many conservative Middle Eastern states backed Iraq's war with Iran.)
The phenomenon of aggressive militarism among quasi-imperial nation-states had, like classical imperialism, its economic basis. In the case of Iran and Iraq, this was clearly the financial surplus handed to oil states by the huge price hikes of the early 1970s. In the case
of China today, a more broad-based and sustained economic expansion is clearly fuelling a drive towards expanded military power. It is wrong to conclude from the latter, as a conservative theorist like Gray (1998) does, that a new cold, or even hot, war between China and the US/West is inevitable. Clearly the modernisation of China will involve an involvement in Western-dominated global institutions, and we cannot rule out the kind of implosion of quasi-imperial authoritarian power that has happened, in different ways, in the Shah's Iran, the Soviet Union and currently in Indonesia.
Assessing Western power
This analysis raises, it seems to me, critical questions for the perspective of this conference.
However a key question not so far addressed directly is the role of larger structures of Western dominance in reproducing these forms of rule and/or controlling the contradictions which erupt. Is Western power greater or lesser than in the past, how new are the forms that it takes, and do these amount to imperialism?
In order to answer these questions, we need once again a sense of historical perspective. In the classic inter-imperial period, most local conflicts were directly conflicts of Western and local actors. During the early Cold War, many important wars such as those in Vietnam and Algeria were still wars of decolonisation against Western states. However, in the later Cold War period, by which time most colonies had achieved independence, Table 5 suggests that:
Table 5 State crises, non-Western states and the West in Cold War wars, 1975-89
|
war: IS/inter-state; CW/ civil; G/ genocidal |
general political-economic-military background |
constitutive state crisis |
non-Western states directly involved |
quasi-state movements involved |
roles of other major non-Western states |
role of West in causation |
role of West in war/ aftermath |
|
Cambodia 1979 IS + G |
Vietnam war; Sino-Soviet split and border conflict |
Khmer Rouge genocide, attacks on Vietnam |
Cambodia, Vietnam (ending genocide) |
|
China supported KR, USSR Vietnam |
US bombing of Cambodia early 1970s |
opposition to Vietnam / US-UK backing for KR at UN |
|
China-Vietnam 1980 IS |
Sino-Soviet split |
post-Mao upheavals, Cambodia-Vietnam war |
China, Vietnam |
|
USSR supported Vietnam |
|
|
|
Afghanistan 1979-86 CW |
Soviet regional hegemony |
weak basis of Afghan Commu-nist regime |
Afghani-stan, USSR |
Muhe-jeddin |
|
|
US arms, $ to Muhe-jeddin |
|
El Salvador 1980s CW |
US regional hegemony |
El Salvador civil war |
El Salvador |
left-wing rebels |
|
US supported regime |
US supported regime |
|
Nicaragua 1980s CW |
US regional hegemony |
1979 Nica-raguan revolution |
Nicaragua |
'Contra' rebels |
USSR supported govt. |
US backed Somoza regime |
US backed Contras |
|
Iraq-Iran 1980-88 IS+CW+G |
Shah's 'sub-imperial-ism'; ME oil wealth, arms build-ups, 1970s |
Iranian revolution 1979 |
Iran, Iraq |
Kurdish separatist movements in both states (Iraq uses |
USSR supported Iraq |
supported Shah's Iran (sold arms) opposed Revolution |
West tacitly sought Iraqi victory, sold arms |
|
E Timor 1975-99 CW+G |
ambitious Indonesian state |
collapse Portuguese empire |
Indonesia |
Fretelin |
|
|
|
|
Mozam-bique 1980s |
late Cold War rivalry |
Mozam-bique revolution |
|
Renamo |
|
|
S Africa backs Renamo |
|
Angola 1980s CW |
late Cold War rivalry |
Angolan revolution |
Angola, Cuba, S Africa |
Unita |
USSR backs govt. |
Cold War opposition to regime |
US, S Africa back Unita |
The central questions that arise in the discussion of the 'new imperialism' thesis are whether this pattern - which itself is problematic for a Western-centred view - has been modified in the post-Cold War period. The issues would appear to be as follows:
Table 6 is an attempt to itemise the post-Cold War pattern. It confirms that, even more than during the late Cold War, the causes of many conflicts lie in the internal crises of major and minor non-Western states, often in repressive responses to secessionist movements that have taken advantage of democratisation. Many wars are at least in part about a new kind of national liberation
Table 6 State crises, non-Western states and the West in global era wars (since 1989)
|
war: IS/inter-state; CW/ civil; G/ genocidal |
general political-economic-military background |
constitutive state crisis |
non-Western states directly involved |
quasi-state movements involved |
roles of other major non-Western states |
role of West in causation |
role of West in war/ aftermath |
|
Iraqi wars 1990-91 and continuing conflict to date IS+CW+G |
Iran-Iraq war; end of Cold War |
Iraqi financial-political crisis |
Iraq; Kuwait, Saudi Arabia, Turkey etc. (in US-led coalition) |
Kurdish and Shi'ite separatist movements |
USSR (pro-West) |
helped build up S. Hussein regime, failed to deter Kuwait invasion |
fought Gulf War, encouraged rebellion in Iraq; failed to prevent defeat; Kurdistan 'safe haven' /contained& bombed Iraq |
|
Yugoslav wars 1991-5 IS+CW+G |
disintegra-tion of Soviet bloc; democratic change |
Serbian & other national-isms, Milosevic regime, ending of Yugoslav federation |
Serbia, Croatia, Bosnia |
Albanian, Slovenian, Croatian, Bosniak, Serbian nationalists |
|
contributed to financial crisis of Yugoslavia/initial diplomatic moves weak |
diplomacy; arms embargo; 'humani-tarian' in-tervention; limited bombing & support for Croatia, Bosnia; Dayton; ICTY |
|
Kosovo war 1998-99 and continuing? IS+CW+G |
Serbian repression, Yugoslav wars |
Serbian repression in Kosovo intensified |
Serbia |
Kosova Liberation Army |
Russia, China pro-Serbian |
ignored Kosovo, appeased Milosevic |
Rambouill-et, NATO vs Serbia, UN pro-tectorate |
|
East Timor 1999 CW+G |
Indonesian occupation |
Indonesian revolution 1998 |
Indonesia |
Indonesian militia, E Timor resistance |
|
condoned Indonesian occupation |
belated military inter-vention |
|
Indonesian wars 1999-CW+G |
Suharto regime; ethnic conflicts |
Indonesian revolution 1998 |
Indonesia |
various nationalist militias |
|
supported and supplied Suharto |
limited humanitar-ianism |
|
Armenia-Azerbaijan IS+CW+G 1989-94 |
Soviet break-up |
Nagorno-Karabakh; pogroms of Armenians |
Armenia Azerbaijan |
Armenian militia in NK |
Russia pro-Armenian, Turkey pro-Azeri |
|
limited diplomacy, humanitar-ianism |
|
Georgia CW+G 1991- |
Soviet break-up |
conflicts of ethnic-nationalist elites |
Georgia |
Ossettian, Abkhazian nationalists |
Russia pro-Abkhazian |
|
limited diplomacy, humanitar-ianism |
|
Tadzikh-istan CW 1994- |
Soviet break-up |
conflicts of ethnic-nationalist elites |
Tadzikh-istan |
Islamists |
Russia, Iran |
|
limited humanitar-ianism |
|
Rwanda 1991, 1994 CW+G |
ethnic-nationalist conflict, Uganda war |
crisis of Hutu nationalist regime, genocide |
Rwanda |
Rwandan Patriotic Front |
Uganda, Tanzania supportedRPF |
French support for regime; Arusha peace process |
belated humanitar-ianism; French military action |
|
Congo 1996- IS+CW+G |
Rwanda genocide |
crises of Mobutu, Kabila regimes, genocides |
Congo Rwanda Uganda Zimbabwe Angola |
Kabila-led movement vs. Mobutu /new opposition |
S Africa mediation |
historic US /French support for Mobutu |
diplomacy, humanitar-ianism, aborted military action |
|
Somalia 1992-95 CW |
Somalia-Ethiopia war (Cold War backing) |
collapse of Siad Barre regime |
Somalia (state dis-integrates) |
clan-based militia and warlords |
|
support for Barre; disengagement as Cold War ended |
belated humanitar-ianism, military failure, withdrawal |
struggles, except that the enemy is the 'new', i.e. post-colonial or even 'revolutionary', quasi-imperial state.
Western power has contributed to the causes of conflicts indirectly. This is particularly true where, as in Iraq, Indonesia and Rwanda, Western states had helped build up a local dictator during the Cold War period, but then partially withdrew support in response to changes in local or regional struggles. It is also partially the case in Yugoslavia, where the pressures of financial restructuring put additional pressure on a fragile state structure (although to see this as the prime cause of the Yugoslav crisis is perverse). The evidence tends to suggest, however, that the West was less directly involved both in the causation and the prosecution of local wars than during the Cold War period.
Similarly, there has clearly been a partial transformation in the character of Western intervention. As Wheeler (2000) carefully charts, Western states and international organizations have taken on board a 'humanitarian' rationale for assessing conflicts in the non-Western world. Thus more of the interventions undertaken in the 1990s have had a partially humanitarian character, although of course no intervention is ever undertaken without assessment of the West's own interests. There are only two cases in which the West has had an important direct military role, in Iraq and Kosovo. In both cases, the causes of the wars lay in crises of local state power, the wars had been initiated by Iraq and Serbia respectively, and the West intervened (much less determinedly in Kosovo than in Iraq) in response to military action by the local powers.
State failure and new imperialisms
The question of state failure is complex. As Table 3 suggested, in the most profound sense of an inability to deliver to citizens anything like conditions of safety, prosperity and freedom,
state failure is a general problem of the semi-authoritarian, quasi-imperial state power that prevails across much of the non-Western world. In the sense of degeneration into armed conflict, state failure has been an extremely widespread feature of non-Western states. The sources of state failure are hardly to be found in Western dominance in any simple form. Major examples, such as the Soviet Union and Yugoslavia, are actually outcomes of twentieth-century revolutionary states; other contemporary 'failing' states include many that were sustained during the Cold War by the Soviet as well as the Western bloc.
States have failed in the fundamental sense that they have difficulty in reproducing their rule. The prime reason for this is that quasi-imperial and authoritarian power structures fail to satisfy the needs of their populations - only secondarily because they are becoming unacceptable to the West. It has been popular democratic movements, from east-central Europe to Latin America to Asia and Africa, that have launched the most decisive challenges to authoritarian regimes of all stripes. All the evidence is that Western policies have followed locally driven transformations rather than precipitated them. US democracy-promotion has responded to democratic movements in key pro-American authoritarian states, from the Philippines in the 1980s to South Korea and Indonesia in the 1990s. The US has abandoned its clients, from Marcos to Suharto, only after it became clear that they had lost their local bases of power support. The West's tentative moves to promote democratic change in the Soviet bloc itself, through the Helsinki process, were overshadowed by Gorbachev's own reform movement. This was overtaken in turn by popular movements in East Germany, Czechoslovakia and Romania that shifted world politics beyond the reformed Soviet-Western relationship sought by Western leaders.
Furthermore, Western leaders have consistently sought to shore up failed and failing (semi-) authoritarian state structures, rather than supporting their break-ups. The West has supported central Russian power throughout all the vicissitudes of the Gorbachev, Yeltsin and Putin regimes. The West has maintained a 'constructive' relationship with Chinese Communism through Tiananmen Square and all subsequent phases of repression. The eastern advances of NATO and the European Union have responded largely to the demands of local elites and populations - as well as to the fear of further state breakdown in regions close to Western Europe.
Even after the West had defeated the Saddam regime in the Gulf War, and even as the latter waged genocidal war on Shi'ites and Kurds, it was reluctant to countenance the break-up of the Iraqi state. Likewise, the West's early response to the Yugoslav crisis was to try to shore up a federal state that was ceasing to exist, condoning the early atrocities of the Yugoslav National Army; after several years of war, it still backed Milosevic's Serbia as a force for stability. Only long after it became clear that the latter was leading to new wars, in Kosovo and (threatened) in Montenegro, did Western leaders move reluctantly to confront Serbia. Thus it was not only in East Timor, where the historically pro-Western Indonesian regime was the oppressor, that the West supported the existing centre and was late in coming to the rescue of the victims of genocide.
Generally, therefore, Western power generally supports the maintenance of state structures even where these are dominated by regimes that are anti-Western as well as repressive. More extreme cases of 'state collapse' have tended to occur in countries like Somalia, Liberia and Sierra Leone that have been of minimal or declining strategic and economic significance. In these cases, even more than in Iraq or Yugoslavia, Western elites have generally been extremely reluctant to intervene. The more credible charge against the West is not that it intervenes widely in support of its own interests, but that:
In what sense, then, can contemporary Western power be said to represent an advance on historic European empires and Cold War American power? The above is hardly a positive appraisal. Indeed, the main positive advantages of Western power lie in its internal characteristics (internationalisation and democratisation) rather than in the development of a positive post-imperial relationship with the non-Western world. The principal challenges to empire, authoritarianism and repression come today from civil society and social movements, rather than from the Western state.
There have however important changes in the worldwide role of the Western state with the end of Cold War. Anti-Communism no longer supplies an automatic rationale for sustaining authoritarian and military regimes. The West can now afford to recognise the chronic instability of such regimes and see more open, formally democratic forms of rule as more coherent with its interests (in the terms of Robinson, 1996, there has been a shift to 'promoting polyarchy'). In this context, the West is bound to a certain extent by its own ideology to support modest developments of global institutions. Even conservative Western governments can be caught between the demands of oppressed peoples for justice and the growth of powerful NGO, media and public-opinion pressures for intervention on behalf of the victims of quasi-imperial power. Hence the hesistant, inconsistent and partial character of moves towards 'humanitarian' intervention in the wars of the 1990s.
These demands are deepening tensions within the Western state. European, and especially social-democratic, Western leaders are more committed to internationalisation and human rights, less bound to the cruder forms of realpolitik that still have powerful resonances in the US. American leaders, on the other hand, remain much more within a narrowly national concept of interests, and the election of Bush has reinforced these tendencies.
Given the relative strength of the West, militarily, economically and culturally as well as in the development of state institutions, there are undoubtedly powerful echoes of historic empire and Cold War dominance in current 'global' restructuring. But there is much to suggest that far from being uniquely powerful, the West is actually less able to determine events in the non-Western world than in these earlier periods. Western power penetrates chiefly in indirect ways into major non-Western centres like China and Russia. Western power is hardly able to contain relatively modest enemies like Saddam's Iraq and Milosevic's Serbia. The most serious intervention of the last decade, in Kosovo, was manifestly half-baked and its full impact was only achieved when the opposition in Serbia finished the job of overthrowing a weakened Milosevic. Western power has frequently been humiliated by minor local players - Serbian generals at Srebrenica, génocidaires in Rwanda, and militia in Mogadishu and Dili - at serious cost to its own credibility as well as the lives of local people.
This is not a 'new imperialism' so much as a West which finds itself with great advantages of economic power, political organization and military capability, but often does not know how to deploy them effectively faced with even moderately serious local challenges in the non-Western world.
Conclusion: The abuses of anti-imperialism
It is worth asking how the politics of anti-imperialism distorts Western leftists' responses to global struggles for justice. John Pilger, for example, consistently seeks to minimise the crimes of Milosevic in Kosovo, and to deny their genocidal character - purely because these crimes formed part of the rationale for Western intervention against Serbia. He never attempted to minimise the crimes of the pro-Western Suharto regime in the same way. The crimes of quasi-imperial regimes are similar in cases like Yugoslavia and Indonesia, but the West's attitudes towards them are undeniably uneven and inconsistent. To take as the criterion of one's politics opposition to Western policy, rather than the demands for justice of the victims of oppression as such, distorts our responses to the victims and our commitment to justice. We need to support the victims regardless of whether Western governments take up their cause or not; we need to judge Western power not according to a general assumption of 'new imperialism' but according to its actual role in relation to the victims.
The task for civil society in the West is not, therefore to oppose Western state policies as a matter of course, à la Cold War, but to mobilise solidarity with democratic oppositions and repressed peoples, against authoritarian, quasi-imperial states. It is to demand more effective global political, legal and military institutions that genuinely and consistently defend the interests of the most threatened groups. It is to grasp the contradictions among and within Western elites, conditionally allying themselves with internationalising elements in global institutions and Western governments, against nationalist and reactionary elements. The arrival in power of George Bush II makes this discrimination all the more urgent.
In the long run, we need to develop a larger politics of global social democracy and an ethic of global responsibility that address the profound economic, political and cultural inequalities between Western and non-Western worlds. We will not move far in these directions, however, unless we grasp the life-and-death struggles between many oppressed peoples and the new local imperialisms, rather than subsuming all regional contradictions into the false synthesis of a new Western imperialism.
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